Evaluation dilemma

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Jeff Crisp

Jeff Crisp

Head of the Evaluation and Policy Analysis Unit, United Nations High Commissioner for Refugees (UNHCR)

28 March 2012, 09:51

It would be interesting to hear from other evaluation units with respect to a dilemma that we currently face in UNHCR's Policy Development and Evaluation Service (PDES).

On one hand, the organization's senior management and governing body are primarily interested in the evaluations that we undertake of UNHCR's own polciies, programmes and projects.

On the other hand, we are increasingly confronted with other demands on our time and capacity, including:

1. Requests to be involved in (and to provide funding for) joint, inter-agency and system-wide evaluations.

2. Requests to act as a focal point for bilateral and multilateral evaluations of UNHCR and system-wide humanitarian programmes.

3. Requests to provide comments on draft evaluations and studies undertaken by other evaluation units, independent research and policy institutes and academics.

4. Requests for individual PDES staff members to be interviewed by other evaluation units, independent research and policy institutes and academics.

While I would not go so far as to suggest that the effort to juggle these two imperatives constitutes a zero-sum game, it is certainly true that the time and effort that we spend on more general evaluation and policy development activities limits the extent to which we can focus on UNHCR. And as suggested above, at the end of the day our senior management are governing body are primarily interested in our assessment and analysis of UNHCR's own work.

Do other evaluations face thew same dilemma? And if so, how do they deal with it?

Caitlin Blaser

Caitlin Blaser

Global Call to Action Against Poverty

9 May 2012, 13:05

I've been mulling over this issue since you posted, because I find that at GCAP that we face nearly the opposite situation. Our learning and accountability group is to coordinate evaluation work across the network, which means we're specifically designed to do the sorts of things that you suggest (be the focal point for cross-civil society evaluations, provide technical support to member organisations ongoing evaluations, etc). But (I suspect) because national coalitions are so strained in terms of time and resources (particularly as of the last few years) and learning and evaluation work is often one of the first things to slip, we have trouble finding existing evaluation work to tap into.

Initially, we tried to deal with this by leading on evaluation work, but found organisations are often too overburdened to participate fully in providing data, etc. We then tried to push certain evaluation strategies onto supporting organisations (for example, tying participation in cross-sectoral evaluations to subgrants, or adoption of certain evaluation tools to project planning), but that wasn't successful at all. We'd get our technical requirements fulfilled, but it seemed that planning and learning didn't improve. Equally unsatisfactory, we now lean towards playing an almost information management role, but with nobody (except ourselves) often having the capacity to absorb lessons and findings coming in from different parts of the network. I wonder if UN organisations don't tend towards over-evaluating, while civil society under-evaluates? I'm afraid I'm not providing meaningful answers, but it seems like the dilemma can come from two directions.

Cheers,
Caitlin

Colleen Duggan

Colleen Duggan

International Development Research Centre (IDRC)

9 May 2012, 16:00

Hi Jeff,

I have also been thinking about your dilemma for a while. I work with the International Development Research Centre (a funder of international development research based in Canada with regional offices in the developing world). While we are not a funder of humanitarian initiatives, we face the same evaluation dilemma, having to address all of the requests you mentioned while also answering to our own Board and senior management.
My sense is that this is a tension which will always have to be addressed and there is not a solution which will be acceptable to all (in other words, there will probably always be people within your senior management and governing board who will think you are perhaps doing too much of the second imperative).

The way we have traditionally managed it (I say "traditionally managed" as we are now undergoing some rather dramatic changes as a result of the funding environment in Canada and subsequent changes in evaluation at IDRC) has been to development our evaluation strategy as one that engages with (and serves) three constituencies: IDRC, our grantees in the global South (partners), and evaluation practitioners and theorists. The overarching goal for us as a Unit is to promote and support an IDRC-wide, decentralized evaluation system that guarantees high quality evaluation in our organisation. The "theory" is that this can be achieved by maintaining a balance and by engaging with and serving these three constituencies which feed into and inform each other.

Since we see the evaluation of research for development as a hard-to-measure area (attribution problem is acute; research is nested in the wider system; multiple pathways to outcomes like policy influence, knowledge uptake or research use is hard to trace, etc.) the "argument" is that in order to get a handle on results, the Centre needs to be constantly innovating in evaluation tools and methods, and we get that inspiration from IDRC programs. Some of the support for this line of thinking would come from senior management and Board members who understand evaluation as a "field" of theory and practice - and not simply as a management tool (bringing to mind the tension/confusion/debate about evaluation vs. performance management).
Humanitarian evaluation also has its own particular set of challenges; so the need to develop this as a sub-field -with appropriate tools and methods, interacting with other humanitarian colleagues and evaluation thinkers might perhaps be made as an argument. Advancing practice for improvement and learning is arguably not something that UNHCR can do alone. (I say all of this, not having a deep knowledge of your organisational culture and imperatives of your governing body which may be more about accountability for funds spent - and less emphasis on organisational learning).

I guess the question at the bottom of all of this is to what extent you can show that your involvement in the second set of activities, adds value to HCR as an organization and to what extent your shop can make the argument/find supporting evidence to prove this: Does it help you get better a measuring HCR's work? Does it help the organization learn and improve? Does it enhance the visibility and reputation of HCR? Does it help HCR be an accountable, learning organization?

The other thing we have done is to set out evaluation principles (something which might resonate well with your governing body) and then tried to build the evaluation system and our rational for activities around those. Also, when we have to report annually on our activities as a Unit, we try to ensure that the voices of evaluation champions (program staff, senior management across the organization) are clearly audible. (So that it does not look like we are out on our own doing things of questionable use to the organisation). We try to be proactive about continually identifying and working with these champions (involving them in evaluations; getting them training opportunities, mentoring them to be utilization- focused in their approach to evaluation, etc.) so that we have a corps of supporters who can speak convincingly and with legitimacy to the importance of our involvement in these "other activities."

At the end of the day, one has to be a bit self-interested around making choices. When I'm approached by people to be involved in these other activities, I always try to ask myself how it will make evaluation at IDRC better - before I jump, because sometimes I'm just tempted because it sounds really interesting (that's the theory: sometimes I'm my own worst enemy!)
Hope that helps!

Colleen Duggan
Evaluation Unit, IDRC

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