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The State of the Humanitarian System

Refugees

The humanitarian system has been facing substantial challenges in the past decade. Demand for aid has long outpaced resources available, yet humanitarian work continues to expand beyond emergencies to longer, more complex crises. Is the humanitarian system fit for purpose? How is the humanitarian system performing?

The State of the Humanitarian System (SOHS) is an independent study that compiles the latest statistics on the size, shape and scope of the humanitarian system and assesses overall performance and progress. Published every three years, it provides a unique sector-level mapping and assessment of international humanitarian assistance. 

Following from a successful pilot in 2010, the SOHS study has been repeated in 2012, 2015 and 2018.

 

Jump to
SOHS 2018
SOHS 2015
SOHS 2012
SOHS 2010
news
05 Jul 2021

Your views matter. Please complete the SOHS 5th edition survey

Your response can help shape future humanitarian action.

ALNAP
Report / Study
21 Apr 2021

The State of the Humanitarian System Fifth Edition: Inception report

ALNAP
Website
5 Dec 2018

The State of the Humanitarian System 2018 - website

ALNAP
Report / Study
05 Dec 2018

The State of the Humanitarian System (SOHS) 2018 - Full Report

Knox Clarke, P.

SOHS 2018

Refugees in Greek beach

The 2018 edition of The State of the Humanitarian System (SOHS) report assesses performance over the period of January 2015 to December 2017. It also compares its findings with the three previous editions, in order to capture key trends of the past decade.

For the 2018 edition we have made changes to the OECD DAC criteria used to assess performance and, in response to requests from readers of previous editions, we have strengthened the methods used to gather data from aid recipients. ALNAP also to liaised with local groups and organisations in the collection and analysis of this data.

In view of the commitments made at the World Humanitarian Summit (WHS), we introduced and piloted a new methodology aimed at capturing outcomes that may be emerging as a result of the reform processes underway. The reports aims to report on whether and how these outcomes are having any impact on overall performance.

As with previous editions, the report is primarily descriptive and analytical rather than prescriptive. It is based on a robust and tested method combined with the best available evidence and, although the analysis reflects insights into the factors bringing about changes and trends, the main aim is not to provide concrete recommendations for change and improvement.

For more information on SOHS 2018 visit the microsite at sohs.alnap.org

Website
5 Dec 2018

The State of the Humanitarian System 2018 - website

ALNAP
Report / Study
05 Dec 2018

The State of the Humanitarian System (SOHS) 2018 - Full Report

Knox Clarke, P.
Report / Study
05 Dec 2018

The State of the Humanitarian System 2018 - Summary

Knox Clarke, P.
ALNAP

SOHS 2015

Lady with child by her tent in rural Jordan

The SOHS 2015 evidenced that the 2012–2014 period was less about natural disasters, and more about conflict and chronic crises. Needs tended to accumulate as these new complex emergencies came in more quickly than older ones dropped off.

This edition assessed the performance of the humanitarian system in the period 2012–2014 by synthesising the findings of over 350 formal evaluations and other relevant documents, 340 key informant interviews and surveys of 1,271 aid practitioners and host-government officials and 1,189 aid recipients.

The study identified four types of humanitarian action (its core functions of responding to major sudden-onset emergencies and supporting populations in chronic crisis, as well as its less well defined roles of humanitarian advocacy and support for resilience) and looked at how well the system has performed based on standard evaluative criteria for humanitarian action (sufficiency/coverage, relevance/ appropriateness, effectiveness, connectedness, efficiency and coherence).

The SOHS 2015 showed that the price tag for responding to chronic crises got higher as these went on for years and assisted more people over time. This meant that the overall amount each aid recipient got dropped by over a quarter in the period studied.

Of the 58 countries that received assistance in 2014, 49 (84%) had received it every year for the last 5 years, and 40 (69%) were on their 10th straight year of receiving humanitarian aid.

The areas of aid that are key to fulfilling longer term needs had the least funding in this period. Protection was funded at only around 30% of the stated requirement in 2013. This, despite the fact that in 2014 the humanitarian system reached its highest funding level yet, peaking at over $20 billion.

Although four out of five of the 4480 humanitarian organisations are national NGOs, they are rarely the recipients of direct funding. Most of their funding is received indirectly by partnering with international NGOs.

On the affected people front, the SOHS 2015 suggested that they feel they don't play a big enough part in responses: 44% of aid recipients surveyed were not consulted on their needs by aid agencies prior to the start of their programmes. 53% of affected people were satisfied with the speed at which aid arrived and 33% said they had been consulted on their needs, but 20% of those consulted said agency had acted on this feedback and made changes.

The study suggested that the humanitarian system had in many ways reached its limits and a combination of more resources, continued incremental improvements and radical thinking was needed to make the system more flexible and adaptable.

Report / Study
01 Oct 2015

The State Of The Humanitarian System Report 2015

Audio/Video
01 Feb 2016

SOHS 2015 launches: John Mitchell presentation

ALNAP
Website
01 Oct 2015

SOHS 2015 microsite

ALNAP
Report / Study
01 Oct 2015

The State Of the Humanitarian System 2015 Summary

ALNAP

SOHS 2012

Rubble after Haiti Earthquake

The SOHS 2012 report tracked significant movement in key areas of performance, technical advancement and debates on principles and practice. Yet findings showed that progress was mixed: Although responses were found to be partially effective, a continued insufficiency of funding and gaps in coverage remained, as well as a failure to consult  with aid recipients.

This study was the first attempt by the international humanitarian system to systematically monitor and report on its progress and performance. Commissioned by ALNAP and authored by Humanitarian Outcomes, it outlined what's working, what's not, and how the sector performed between 2009 and 2011.

There was a slowed but continuous growth in human and financial resources in the period, even during the global financial crisis. Yet human and material resources didn't grow fast enough to keep pace with rising needs and most of it continued to go to a small number of protracted crisis and high-profile natural disasters such as the Haiti Earthquake.

The study spotted continued insufficiency of funding and gaps in coverage, with the majority of actors surveyed perceiving funding in their setting to be 'insufficient', a perception which grew slightly stronger compared with the 2010 pilot study. 

Evaluations for the period indicated that community and local government priorities had been met. Nevertheless, SOHS 2012 surveys found that humanitarian organisations had failed to consult with recipients or use their input in programming.

The system scores where mixed on its effectiveness. Although most responses were found to be partially effective, delays and poorly defined goals hindered performance.

The study also evidenced that key elements of humanitarian reform – such as the cluster system, the CERF and country-level pooled funding – had become accepted as the new means of operation and were credited with bringing larger volumes of funding, yet at times they had sacrificed speed for inclusiveness. The system also benefited from a growth in new initiatives for training and certification. SOHS 2012 survey respondents affirmed that benefits of coordination were worth the costs. Yet failures in leadership and weakness in monitoring continued to be flagged in evaluations, both issues that the SOHS pilot study in 2010 had already raised.

Overall, the system showed modest improvement in connectedness between its short term activity and longer-term host country objectives. This was aided by a rise in capacity in National Disaster Management Authorities yet much practical work remained to be done to strengthen coordination structures within them. 

Local capacity building remained a challenge despite an increase in awareness of the importance of local partnerships. On a more positive note, the study highlighted continued efforts to improve accountability to, and communication with, affected people.

The SOHS 2012 found that in terms of convergence around humanitarian principles, the system seemed to had weakened, with many organisations compromising a principled approach due to close alignment with political and military actors.

Looking at broader coherence, the SOHS 2012 found that the long-acknowledged disconnect between development and humanitarian programming had failed populations at risk.

Report / Study
04 Jul 2012

The State of the Humanitarian System 2012 Edition

SOHS 2010

Heavy Rains Hit Food Distribution Point in Sudan

The pilot edition of the SOHS found that despite significant increases in both humanitarian funding and the global aid worker population, needs of affected populations were not being matched by resources.

Despite improvements, humanitarian actors felt that needs assessment remained a weakness in the system, with insufficient follow-up after assessments and beneficiaries continuing to feel that they hadn't been adequately consulted.

The pilot also found improvements in the timeliness and coordination within a response due to the incorporation of the cluster system and the CERF.

Monitoring continued to be consistently identified as a particular weakness within the system in many evaluations in the period, although survey respondents did feel that the quality of monitoring was improving.

The SOHS 2010 survey and interviews did note improvements in the professionalism of humanitarian staff, but evaluations continued to identify problems with high staff turnover and a need to invest more in human resource management systems.

Insufficient investment in local and national capacities was a repeated concern, as were the top-down orientation of the system and the risk of undermining local capacities. However, there are also signs of improvement in how international agencies work with local humanitarian actors.

Efficiency seemed to be neglected in terms of analysis according to the study, with issues such as the risk of corruption continuing to be relatively unaddressed in the literature and evaluations of humanitarian action.

Humanitarian aid agencies identified a lack of respect for humanitarian principles on the part of warring parties, donor governments and their militaries. Aid agencies also noted, however, that collectively they themselves were not doing enough to maintain principled approaches or to advocate effectively for respect for humanitarian principles and IHL vis-à-vis governments.

Report / Study
01 Jan 2010

The State of the Humanitarian System - Assessing performance and progress. ALNAP Pilot Study

ALNAP

Twitter #sohs2018

3⃣💡4 yrs ago, we put the findings of #SOHS2018 report to humanitarians who shared their thoughts on humanitarian pr… https://t.co/mDfWNA6hQ6
Thu, 01/12/2022 - 13:33
The #SOHS2018 Summary is now publicly available in Chinese thanks to @BnuIso! 人道主义系统状况 概要 https://t.co/M0Ne1IVNsV… https://t.co/Bic54QDwvN
Fri, 23/08/2019 - 10:01
Today marks 6 months since we launched #SOHS2018! Find all our resources and materials on the State of the… https://t.co/lROTHVF1lq
Wed, 05/06/2019 - 17:15
A lovely unexpected offspring of our #sohs2018 launch in Ottawa 🍁 Thanks @CCCICCIC for the opportunity + interestin… https://t.co/mhGQnOFvKr
Wed, 29/05/2019 - 12:55
RT @GroupeURD: #sohs2018 présentation de l'étude et des contextes humanitaires #yemen #mali #bangladesh #kenya #liban en direct à… https://t.co/AHujMREf7I
Thu, 09/05/2019 - 15:36
RT @cdalearning: Starting now: @ALNAP discusses the #SOHS2018 report in Paris. Follow along online and check out their website for f… https://t.co/kWMRwP8mZW
Thu, 09/05/2019 - 14:06
We're starting in Paris in 15 mins! 🇫🇷 Join & follow online commentary on the #SOHS2018 report & all 5 @GroupeURD… https://t.co/eDxtotALI1
Thu, 09/05/2019 - 13:45
Looking forward to tomorrow's #SOHS2018 panel discussion in Paris hosted by @GroupeURD. En français 🇫🇷 avec… https://t.co/9inqrLLzYr
Wed, 08/05/2019 - 15:41
#SOHS2018 shows that while #humanitarians can identify & prioritise life-saving activities in crises, they're less… https://t.co/wRNZCcAl1K
Fri, 03/05/2019 - 17:47
RT @CCCICCIC: With @HRNofCanada at @Carleton_U for launch of @ALNAP #SOHS2018! Among big takeaways: 80% of #humanitarian funding… https://t.co/4GDIHLorJZ
Thu, 02/05/2019 - 09:28
We're starting now! Watch the #SOHS2018 #Canada launch in Ottawa via livestream here https://t.co/Ya0fN0FqLB To jo… https://t.co/Sz3IcmeNRt
Wed, 01/05/2019 - 18:00
Since its launch in December, #SOHS2018 has been presented & discussed around the world, thanks to the support of A… https://t.co/koHWZoJjK2
Wed, 01/05/2019 - 15:18

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